Yu, Hiu To 余曉濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-03-12 | 2018-05-16 | RO | Advising on corporate finance | 2018-05-16 | 2022-05-20 |
| 2 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2014-11-03 | 2015-01-19 | Rep | Advising on securities | 2014-11-03 | 2015-01-19 | Rep | Dealing in securities | 2014-11-03 | 2015-01-19 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-01-27 | 2010-06-15 |
| 4 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-15 | 2017-06-15 | Rep | Advising on securities | 2017-03-15 | 2018-02-09 | Rep | Dealing in securities | 2017-03-15 | 2018-02-09 | RO | Advising on corporate finance | 2017-06-15 | 2018-02-09 |
| 5 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2003-12-05 | 2004-09-14 |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2012-06-15 |
| 7 | EDDID CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-28 | 2022-10-12 | RO | Advising on corporate finance | 2022-10-12 | Rep | Dealing in securities | 2023-04-06 |
| 8 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2023-04-06 | |
| 9 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-11-22 | Rep | Advising on securities | 2003-11-22 | Rep | Asset management | 2003-11-22 |
| 10 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-03-28 | 2009-01-12 | Rep | Advising on securities | 2007-03-28 | 2009-01-12 | Rep | Dealing in securities | 2007-03-28 | 2009-01-12 |
| 11 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-03-28 | 2009-01-12 | Rep | Advising on securities | 2007-03-28 | 2009-01-12 | Rep | Dealing in securities | 2007-03-28 | 2009-01-12 |
| 12 | NFH Corporate Finance Limited | Rep | Advising on corporate finance | 2015-11-17 | 2016-11-21 | RO | Advising on corporate finance | 2016-11-21 | 2017-02-01 |
| 13 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2016-08-25 | 2017-02-01 |
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