Booker, Willie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2004-12-14 | 2005-12-10 | Rep | Advising on futures contracts | 2005-09-30 | 2005-12-10 | Rep | Dealing in futures contracts | 2005-09-30 | 2005-12-10 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2009-05-01 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-11-27 | 2009-05-01 | Rep | Advising on futures contracts | 2007-08-13 | 2009-05-01 |
| 4 | Instinet Alpha Trading Limited | Rep | Dealing in securities | 2006-06-01 | 2006-11-10 | Rep | Advising on securities | 2006-06-14 | 2006-11-10 | Rep | Automated trading services | 2006-06-14 | 2006-11-10 |
| 5 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2006-06-01 | 2006-11-10 | Rep | Advising on securities | 2006-06-14 | 2006-11-10 | Rep | Automated trading services | 2006-06-14 | 2006-11-10 |
| 6 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-19 | 2005-10-04 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2011-08-20 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-09-28 | 2011-08-20 |
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