Vaudry, Robert Thomas (SFC:AGN906)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-07-30 | |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2003-07-30 | |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2003-09-26 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-09-26 | |
| 5 | Morgan Stanley Asia Limited | RO | Advising on securities | 2003-09-26 | 2004-06-23 |
| 6 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2003-09-26 | 2004-06-23 |
| 7 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-07-19 | 2004-08-12 |
| 8 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-19 | 2004-08-12 |
| 9 | HSBC SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2004-08-12 | 2005-11-12 |
| 10 | HSBC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2004-08-12 | 2005-11-12 |
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