Lee, Christine Lai Fong 李麗芳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2005-04-18 2005-07-28
2 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2007-09-19 2011-01-15
3 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED Rep Dealing in securities 2007-09-19 2011-01-15
4 THE PRUDENTIAL ASSURANCE COMPANY LIMITED Rep Advising on corporate finance 2005-03-21
Rep Asset management 2005-03-21
Rep Dealing in securities 2005-03-21
Rep Advising on securities 2005-03-31

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