Chan, Hannah Heung Ying 陳向熒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-09-13 | 2005-09-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-13 | 2005-09-12 | Rep | Dealing in securities | 2004-09-13 | 2005-09-12 |
| 3 | Monex Boom Securities (H.K.) Limited | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Automated trading services | 2004-04-27 | Rep | Dealing in securities | 2004-04-27 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-17 | 2004-09-08 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-03 | 2004-09-08 |
| 6 | Win Securities Limited | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Automated trading services | 2004-04-27 | Rep | Dealing in securities | 2004-04-27 |
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