Fok, Yiu Tung 霍耀東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Automated trading services | 2003-10-15 | Rep | Dealing in securities | 2008-11-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-11-27 | 2008-11-21 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-24 | 2010-09-18 | Rep | Advising on securities | 2010-08-02 | 2010-09-18 |
| 4 | Delta Asia Wealth Management Limited | Rep | Asset management | 2010-07-14 | 2010-09-18 |
| 5 | Emperor Asset Management Limited | Rep | Advising on securities | 2023-11-27 | Rep | Asset management | 2023-11-27 |
| 6 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-11-27 | |
| 7 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2023-06-01 | Rep | Dealing in securities | 2023-06-01 |
| 8 | Emperor Wealth Management Limited | Rep | Advising on securities | 2023-06-01 | Rep | Dealing in securities | 2023-06-01 | 2024-01-26 | RO | Dealing in securities | 2024-01-26 |
| 9 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2014-04-03 | 2016-11-30 | Rep | Advising on securities | 2014-04-03 | 2016-11-30 | Rep | Dealing in futures contracts | 2014-04-03 | 2016-11-30 | Rep | Dealing in securities | 2014-04-03 | 2016-11-30 |
| 10 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-16 | 2011-06-28 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-10-13 | 2011-06-28 | Rep | Dealing in securities | 2010-10-13 | 2011-06-28 |
| 12 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-01 | 2012-09-01 |
| 13 | PO SANG SECURITIES LIMITED | Rep | Advising on futures contracts | 2017-01-05 | 2017-03-03 | Rep | Advising on securities | 2017-01-05 | 2017-03-03 | Rep | Dealing in futures contracts | 2017-01-05 | 2017-03-03 | Rep | Dealing in securities | 2017-01-05 | 2017-03-03 | RO | Advising on futures contracts | 2017-03-03 | 2018-11-27 | RO | Advising on securities | 2017-03-03 | 2018-11-27 | RO | Dealing in futures contracts | 2017-03-03 | 2018-11-27 | RO | Dealing in securities | 2017-03-03 | 2018-11-27 |
| 14 | VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-05-31 |
| 15 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-12-09 | 2023-05-23 | Rep | Asset management | 2022-12-09 | 2023-05-23 |
| 16 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2018-12-10 | 2019-04-12 | RO | Dealing in securities | 2019-04-12 | 2022-10-07 |
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