Ma, Diana Ka Lai 馬嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED | Rep | Dealing in securities | 2012-04-02 | 2014-11-14 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2005-10-27 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2005-10-27 |
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