Chen, Lawrence Yung 鄭勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-04-22 | 2014-09-02 | RO | Advising on securities | 2014-09-02 |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2006-08-22 | 2008-04-06 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | Rep | Asset management | 2003-12-10 | Rep | Advising on securities | 2004-09-03 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-04-25 | 2010-03-22 | Rep | Dealing in securities | 2008-05-13 | 2010-03-22 |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2013-11-14 | 2014-04-07 | Rep | Asset management | 2013-11-14 | 2014-04-07 |
| 6 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2013-11-14 | 2014-04-07 |
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