Turley, Francis Bernard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-02-09 | Rep | Advising on securities | 2004-02-10 | Rep | Dealing in securities | 2005-10-27 |
| 2 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Asset management | 2004-02-09 | 2007-04-16 | RO | Advising on securities | 2004-02-10 | 2007-04-16 |
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