Naughton, Thomas Edmund Wyville
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2004-04-22 | 2007-03-19 | Rep | Asset management | 2006-01-05 | 2007-03-19 | RO | Advising on securities | 2007-03-19 | 2009-08-31 | RO | Asset management | 2007-03-19 | 2009-08-31 | Rep | Advising on securities | 2009-08-31 | 2009-10-19 | Rep | Asset management | 2009-08-31 | 2009-10-19 |
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