SPARX Asia Investment Advisors Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2025
SFC ID Role From Until
1 Akiyama, Fumihito BNY477 RO 2019-08-26 2023-04-01
2 Allen, Thomas Lloyd M AHR049 Rep 2004-09-15 2009-05-31
3 Bahra, Kanwaljit Singh M AOP170 RO 2007-09-25 2011-12-31
4 Brennan, Martin (SFC:AHN339) M AHN339 RO 2004-04-20 2011-07-12
5 Chan, Siu Wing (SFC:BEC072) 陳紹榮 BEC072 Rep 2014-08-29 2017-01-06
6 Chau, Kwok Fai 周國輝 ANX794 Rep 2006-09-11 2014-08-18
7 Chow, Chun Yu (SFC:BAD900) 周振宇 BAD900 Rep 2016-08-23
8 Doud, Thomas Andrew M ALS129 Rep 2005-03-22 2011-10-28
9 Easterbrook, Trevor Stephen M AGX021 Rep 2005-06-22 2009-03-31
10 Fan, Weiwei (SFC:ALW233) 范維維 ALW233 Rep 2007-06-25 2012-07-06
11 Flint, Darryl Mark M AIO091 Rep 2004-04-30 2007-04-03
RO 2007-04-03 2011-10-28
12 Fong, Poh Chung 方寶畯 AGL046 Rep 2007-09-05 2014-11-24
RO 2014-11-24
13 Fong, William Chi Wai 方志偉 M AKO760 Rep 2004-06-23 2007-04-30
14 Frasier, Hamilton Reid AQJ467 Rep 2013-07-15 2014-11-28
15 Fukumoto, Yusuke BTQ885 RO 2023-08-25
16 Fung, David Yu Wai 馮裕偉 M ADY240 Rep 2006-09-11 2012-01-11
RO 2012-01-11 2014-05-02
17 Hui, Yau Hing 許有慶 ARI221 Rep 2008-07-14 2011-08-15
18 Hung, Chin Pang Peter 洪展鵬 BLL850 Rep 2020-10-23
19 Hung, Horace Yiu Keung 熊耀強 M ANJ138 Rep 2006-06-14 2011-07-21
20 Jue, Stephen Tukqun 居德鈞 M AIQ688 Rep 2010-10-18 2014-01-31
21 Kim, Byung Hak AXI008 Rep 2011-05-24 2012-02-22
RO 2012-02-22 2024-01-01
22 Kim, Min Soo (SFC:AEP532) AEP532 Rep 2006-02-01 2009-06-05
RO 2009-06-05 2015-03-19
23 King, Geoffrey Chang Wei 金昌尉 M AIN737 Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-07-18
24 Kubo, Matthew Yukio M AZC338 RO 2012-02-29 2014-06-27
25 Kwok, Raymond (SFC:AUT715) M AUT715 RO 2014-06-18 2014-12-31
26 Kwok, Yik Ki 郭奕琪 APF296 Rep 2007-08-13 2012-06-18
27 Lai, Yik Man 賴亦敏 BLF867 Rep 2017-10-19 2020-01-31
28 Lee, Byoung Nam 李秉南 AXL785 Rep 2011-06-24 2012-11-30
29 Lee, Chun Ho (SFC:BDH280) 李俊顥 BDH280 Rep 2017-02-27 2023-04-01
30 Lee, Jong Hak AOH583 Rep 2013-04-08 2022-05-27
31 Liu, Shun Hong (SFC:ANQ958) 廖舜康 ANQ958 Rep 2006-07-17 2008-01-07
RO 2008-01-07 2011-07-29
32 Lou, Jia (SFC:AYN600) 婁佳 AYN600 Rep 2011-12-01 2013-09-13
33 Macleod, Torquil Magnus M ALN360 Rep 2006-11-03 2011-10-28
34 Malik, Farhat Abbas (SFC:AIO088) M AIO088 RO 2004-04-20 2010-06-30
35 McDade, Richard William M AXC311 Rep 2011-03-29 2011-10-28
36 Mepani, Pravin (SFC:ALW554) ALW554 Rep 2005-05-09 2012-02-09
37 Michalski, Tytus M AGK696 Rep 2004-05-11 2009-06-16
RO 2009-06-16 2010-11-30
38 Naughton, Thomas Edmund Wyville 53 M AIO093 Rep 2004-04-22 2007-03-19
RO 2007-03-19 2009-08-31
Rep 2009-08-31 2009-10-19
39 Ng, Tat Hong Alan 伍達康 AZE436 RO 2012-04-27
40 Oh, Wookjin 吳旭鎮 AUZ619 Rep 2015-02-27 2016-08-29
41 Parsons, Paul Rodney M AOD107 Rep 2006-11-09 2009-03-31
42 Petras, Jason William M AOP068 Rep 2007-02-28 2008-03-04
43 Pidgeon, Thomas Graham M AOD603 Rep 2006-11-09 2009-03-31
44 Saha, Kunal (SFC:APB639) APB639 Rep 2007-06-07 2011-10-28
45 Shiu, Paul Kin Ming 邵建銘 M AOV858 Rep 2007-04-27 2011-02-25
46 Shu, Yow Jen 許祐禎 AOE449 Rep 2014-01-28 2014-05-28
47 Stoddart, Philip Alexander M BTK559 Rep 2023-01-26
48 Suzuki, Takeshi (SFC:AOH485) 鈴木剛 M AOH485 RO 2014-09-19
49 Tabar, Samir Victor M APJ577 Rep 2007-08-07 2008-02-28
50 Taguchi, Hiroshi (SFC:BIS732) M BIS732 RO 2017-07-31 2019-08-31
51 Takeda, Masakazu 武田政和 M AYS022 Rep 2011-12-21
52 Tang, Nelson Yu Ming 湯毓銘 55 M ADT740 Rep 2005-03-29 2007-01-31
53 Taniguchi, Masaki 谷口正樹 AOD538 RO 2011-07-21 2012-03-31
54 Tye, Philip Andrew 63 M AIR629 RO 2004-04-20 2007-02-05
55 Vaswani, Arun Purushotam M AMK294 Rep 2005-08-29 2011-10-28
56 Villait, Anoopkumar Sadh (SFC:ATL471) ATL471 Rep 2009-07-22 2011-03-23
RO 2011-03-23 2011-07-12
57 Wang, Xinchen 王鑫晨 AYC390 Rep 2013-12-03 2016-08-29
58 Wong, Raymond Tin Wai 黃田卉 M AMZ920 Rep 2006-07-25 2010-07-23
59 Yang, Richard Shih Hau 楊世浩 M ADQ367 Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-01-06
60 Yip, Ka Hay 葉家曦 ALG208 Rep 2004-11-18 2007-03-19
RO 2007-03-19 2007-09-21

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