Chan, Suet Ying (SFC:AIR609) 陳雪瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2009-10-30 | 2010-01-16 | Rep | Dealing in securities | 2009-10-30 | 2010-01-16 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-06-27 | 2009-01-10 | Rep | Dealing in securities | 2008-07-11 | 2009-01-10 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2005-10-25 |
| 4 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-02-02 | 2010-06-16 | Rep | Dealing in securities | 2010-02-02 | 2010-06-16 |
| 5 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-11-17 | 2008-05-08 |
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