Lee, John Chung 李仁中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AT Asset Management (Asia-Pacific) Limited | Rep | Asset management | 2007-11-06 | 2008-08-26 | RO | Asset management | 2008-08-26 | 2009-01-31 |
| 2 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-02-15 | 2006-01-31 |
| 3 | HT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2007-08-16 | 2007-09-25 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-08-29 | 2004-09-14 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-29 | 2004-09-14 |
| 6 | NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2006-02-25 | 2006-03-13 | RO | Advising on securities | 2006-03-13 | 2007-07-31 | RO | Asset management | 2006-03-13 | 2007-07-31 |
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