Leung, Chi Chung (SFC:AJE370) 梁志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2012-01-19 | 2012-10-01 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-12-21 | 2008-03-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-21 | 2008-03-01 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-03-14 | 2008-07-11 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-06-19 | 2008-07-11 |
| 6 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-09-17 | 2009-09-26 |
| 7 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-17 | 2009-09-26 |
| 8 | China-Hong Kong Link Securities Company Limited | Rep | Dealing in securities | 2016-01-27 | 2016-02-25 | RO | Dealing in securities | 2016-02-25 | 2016-08-24 |
| 9 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-05-15 | 2019-06-11 |
| 10 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-09-29 | 2006-08-24 |
| 11 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-09-29 | 2006-08-24 |
| 12 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-02-12 |
| 13 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-05-22 | 2015-02-12 |
| 14 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-02-12 |
| 15 | CVG Capital Co, Limited | RO | Advising on securities | 2024-02-23 | RO | Asset management | 2024-02-23 |
| 16 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-14 | 2008-07-11 |
| 17 | Finet Securities Limited | Rep | Asset management | 2018-03-28 | 2018-04-11 | RO | Advising on securities | 2018-04-11 | 2019-01-14 | RO | Asset management | 2018-04-11 | 2019-01-14 | RO | Dealing in securities | 2018-04-11 | 2019-01-14 |
| 18 | Hafoo Securities Limited | Rep | Dealing in securities | 2012-01-19 | 2012-02-27 | RO | Dealing in securities | 2012-02-27 | 2012-10-01 |
| 19 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-04 | 2015-04-13 | RO | Advising on securities | 2015-04-13 | 2015-12-04 |
| 20 | Oshidori Securities Limited | Rep | Dealing in securities | 2015-03-04 | 2015-04-13 | RO | Dealing in securities | 2015-04-13 | 2015-12-04 | Rep | Asset management | 2015-08-20 | 2015-08-26 | RO | Asset management | 2015-08-26 | 2015-12-04 |
| 21 | RSI ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-25 | 2018-03-26 |
| 22 | Victory Asset Management Limited | RO | Advising on securities | 2020-01-09 | 2023-04-30 | RO | Asset management | 2020-01-09 | 2023-04-30 |
| 23 | Victory Securities (Global) Limited | RO | Dealing in securities | 2021-12-17 | 2023-04-30 |
| 24 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2012-01-19 | 2012-02-27 | Rep | Dealing in securities | 2012-01-19 | 2012-02-27 | RO | Advising on securities | 2012-02-27 | 2012-10-01 | RO | Dealing in securities | 2012-02-27 | 2012-10-01 |
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