Ha, Vincent Sui Man 哈穗民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | Rep | Advising on securities | 2003-12-11 | 2005-01-27 |
| 2 | CSPI Credit Ratings Company Limited | Rep | Credit rating services | 2021-01-11 | 2024-03-08 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-18 | 2007-06-09 |
| 4 | MEAG Hong Kong Limited | Rep | Advising on securities | 2005-04-28 | 2006-07-10 | Rep | Asset management | 2005-08-09 | 2006-07-10 |
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