Lau, Hon Man (SFC:AJO171) 劉漢文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-06-22 | 2010-06-26 | Rep | Dealing in securities | 2009-06-22 | 2010-06-26 | Rep | Dealing in futures contracts | 2009-09-29 | 2010-06-26 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-03-13 | 2008-10-29 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-03-13 | 2008-10-29 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-30 | 2018-09-28 | Rep | Dealing in securities | 2016-09-30 | 2018-09-28 |
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