Tse, Sze Man 謝思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM Schroder Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-10-02 | 2017-08-01 | Rep | Dealing in securities | 2015-10-02 | 2017-08-01 |
| 2 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2020-05-29 | |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-11-16 | 2006-05-01 |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2006-08-08 | 2006-09-14 |
| 5 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-06-03 | 2005-06-09 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-03 | 2005-06-09 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-10-13 | 2008-12-13 | Rep | Dealing in securities | 2008-10-13 | 2008-12-13 |
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