Sutton, Ben (SFC:AKU233)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-15 | 2005-06-22 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2004-06-15 | 2005-06-22 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-15 | 2005-06-22 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-27 | 2007-10-01 | Rep | Dealing in securities | 2005-07-27 | 2007-10-01 | Rep | Advising on futures contracts | 2005-08-22 | 2007-10-01 | Rep | Advising on securities | 2005-08-22 | 2007-10-01 |
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