Lam, Chi Wai (SFC:AKX862) 林智偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-11 | 2011-09-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-11 | 2011-09-01 | Rep | Leveraged foreign exchange trading | 2005-10-04 | 2011-09-01 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-06-11 | 2012-11-29 | Rep | Dealing in futures contracts | 2013-08-14 | 2017-01-08 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-06-11 | 2012-11-29 | Rep | Leveraged foreign exchange trading | 2013-08-14 | 2017-01-08 |
| 5 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-01-12 | 2012-05-28 | Rep | Dealing in securities | 2012-01-12 | 2012-05-28 | Rep | Advising on securities | 2012-03-01 | 2012-05-28 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-06-11 | 2012-11-29 | Rep | Dealing in securities | 2013-08-14 | 2017-01-08 |
| 7 | Hafoo Futures Limited | Rep | Advising on futures contracts | 2018-01-03 | 2024-03-06 | Rep | Dealing in futures contracts | 2018-01-03 | 2024-03-06 | RO | Advising on futures contracts | 2024-03-06 | 2024-04-10 | RO | Dealing in futures contracts | 2024-03-06 | 2024-04-10 |
| 8 | Hafoo Securities Limited | Rep | Dealing in securities | 2017-01-13 | 2019-03-12 | RO | Dealing in securities | 2019-03-12 | 2024-04-10 | Rep | Advising on securities | 2020-12-30 | 2023-12-28 | RO | Advising on securities | 2023-12-28 | 2024-04-10 | RO | Automated trading services | 2023-12-28 | 2024-04-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy