Lee, Chi Wing (SFC:ALB349) 李志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-20 | 2007-11-27 |
| 2 | CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-07 | 2023-10-11 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-03 | 2008-11-08 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-07 | 2008-11-08 |
| 5 | YUEXING SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-10 | 2015-11-09 |
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