Cheung, Kin Yan (SFC:ALD619) 張健恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2008-06-05 | 2010-10-25 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2008-06-05 | 2010-10-25 | Rep | Dealing in securities | 2008-06-05 | 2010-10-25 |
| 3 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2014-08-21 | 2015-09-12 | Rep | Asset management | 2014-08-21 | 2015-09-12 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2012-11-13 | 2013-06-29 | Rep | Dealing in securities | 2012-11-13 | 2013-06-29 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-11-13 | 2013-06-29 |
| 6 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2005-10-04 | 2007-10-27 | Rep | Dealing in futures contracts | 2005-10-04 | 2007-10-27 |
| 7 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-10-04 | 2007-10-27 | Rep | Asset management | 2005-10-04 | 2007-10-27 | Rep | Dealing in securities | 2006-07-05 | 2007-10-27 |
| 8 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2015-10-07 | 2019-03-13 | Rep | Asset management | 2015-10-07 | 2019-03-13 | RO | Advising on securities | 2019-03-13 | 2021-04-16 | RO | Asset management | 2019-03-13 | 2021-04-16 |
| 9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-26 | 2004-09-21 |
| 10 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2015-10-07 | 2021-04-16 | Rep | Asset management | 2015-10-07 | 2021-04-16 | Rep | Dealing in securities | 2015-10-07 | 2021-04-16 |
| 11 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2015-10-07 | 2021-04-16 | Rep | Asset management | 2015-10-07 | 2021-04-16 | Rep | Dealing in securities | 2015-10-07 | 2021-04-16 |
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