Li, Ye (SFC:ALK520) 勵曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-11-09 | 2006-02-01 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-23 | 2007-04-21 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2007-05-21 | 2011-07-21 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-10-07 | 2013-07-09 |
| 5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-07-31 | 2016-09-09 |
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