Lam, Brian Chun Yip 林俊業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-05 | 2007-08-06 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-01-24 | 2007-08-06 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-01-27 | 2005-09-02 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-10 | 2005-09-02 |
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