Sugiura, Seiji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-12-06 | 2005-11-12 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-10-08 | 2012-10-10 | Rep | Advising on securities | 2013-09-16 | 2014-03-03 |
| 3 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-07-25 | 2016-07-28 | Rep | Advising on securities | 2017-04-18 | 2017-04-22 | Rep | Advising on securities | 2018-06-15 | 2018-06-21 |
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