Wong, Kavi Ka Wai 黃嘉威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-18 | 2005-10-18 |
| 2 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-11-02 | RO | Advising on securities | 2021-05-31 | RO | Asset management | 2021-05-31 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2020-09-03 | 2020-10-30 | Rep | Asset management | 2020-09-03 | 2020-10-30 | Rep | Dealing in securities | 2020-09-24 | 2020-10-30 |
| 4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-18 | 2005-10-18 |
| 5 | Xen Capital (HK) Limited | Rep | Advising on securities | 2019-07-16 | 2019-12-17 | Rep | Asset management | 2019-07-16 | 2019-12-17 | RO | Advising on securities | 2019-12-17 | 2020-09-02 | RO | Asset management | 2019-12-17 | 2020-09-02 |
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