Chen, Michael I-Chun 陳懿群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-12-21 | 2017-05-22 | Rep | Advising on securities | 2016-12-21 | 2017-05-22 | Rep | Dealing in securities | 2016-12-21 | 2017-05-22 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-08-09 | 2014-04-07 | Rep | Advising on securities | 2013-08-09 | 2014-04-07 | Rep | Dealing in securities | 2013-08-09 | 2014-04-07 |
| 3 | RED CAPITAL GROUP LIMITED | Rep | Advising on corporate finance | 2014-10-14 | 2014-12-08 | Rep | Advising on securities | 2014-10-14 | 2014-12-08 | RO | Advising on corporate finance | 2014-12-08 | 2016-06-20 | RO | Advising on securities | 2014-12-08 | 2016-06-20 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-01-25 | 2009-08-11 | Rep | Dealing in securities | 2005-01-25 | 2009-08-11 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-08-01 | 2013-08-02 | Rep | Advising on corporate finance | 2012-08-30 | 2013-08-02 | Rep | Advising on corporate finance | 2017-06-23 | 2017-08-29 | Rep | Advising on securities | 2017-06-23 | 2017-08-29 | Rep | Dealing in securities | 2017-06-23 | 2017-08-29 | RO | Advising on corporate finance | 2017-08-29 | RO | Advising on securities | 2017-08-29 | RO | Dealing in securities | 2017-08-29 |
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