Simpson, Robert Roy Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | RO | Dealing in securities | 2005-03-10 | 2007-08-01 | RO | Automated trading services | 2007-06-18 | 2007-08-01 | Rep | Automated trading services | 2007-08-01 | 2008-07-01 | Rep | Dealing in securities | 2007-08-01 | 2008-07-01 |
| 2 | ORION INVESTMENT MANAGEMENT LIMITED | RO | Dealing in securities | 2009-11-06 | 2010-07-02 | Rep | Dealing in securities | 2010-07-02 | 2011-06-17 |
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