Chen, Hsiao Ying (SFC:ALS410) 陳曉瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-07-14 | Rep | Asset management | 2021-07-14 | Rep | Dealing in securities | 2021-07-14 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-16 | 2005-09-01 |
| 3 | orientiert XYZ Securities Limited | Rep | Asset management | 2016-12-05 | 2018-05-31 | Rep | Dealing in securities | 2016-12-05 | 2018-05-31 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2014-12-09 | 2016-10-24 |
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