Mansfield, David Thomas

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2012-01-16 2017-10-09
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2017-10-09 2018-06-08
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2012-01-16 2016-10-17
3 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2008-07-24 2008-11-24
Credit Suisse (Hong Kong) Limited Rep 2008-11-06 2011-06-16
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-03-03 2006-01-17
Credit Suisse Futures (Hong Kong) Limited Rep 2008-07-24 2008-11-24
Credit Suisse (Hong Kong) Limited Rep 2008-11-06 2011-06-16
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2012-01-16 2017-10-09
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2017-10-09 2018-06-08
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2005-03-03 2006-01-17
Credit Agricole Securities (Asia) Limited Rep 2006-06-01 2008-06-16
Credit Suisse (Hong Kong) Limited Rep 2008-06-24 2011-06-16
Credit Suisse Securities (Hong Kong) Limited Rep 2011-04-12 2011-06-16
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2012-01-16 2016-10-17
Finex Hong Kong Limited RO 2020-10-20 2022-07-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top