Wong, Ming Fai (SFC:ALW838) 王明輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-04-19 | 2008-03-19 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-05 | 2021-09-06 | Rep | Advising on securities | 2018-06-05 | 2021-09-06 | Rep | Dealing in securities | 2018-06-05 | 2021-09-06 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-06-11 | 2011-03-28 | Rep | Advising on securities | 2008-07-14 | 2011-03-28 | Rep | Dealing in securities | 2008-07-14 | 2011-03-28 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-12-02 | 2022-08-30 | RO | Advising on corporate finance | 2022-08-30 | 2022-10-20 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-04-26 | 2022-08-30 | Rep | Dealing in securities | 2022-04-26 | 2022-08-30 | RO | Advising on securities | 2022-08-30 | 2022-10-20 | RO | Dealing in securities | 2022-08-30 | 2022-10-20 |
| 6 | Standard Advisory Asia Limited | RO | Advising on corporate finance | 2014-12-01 | 2018-03-06 | RO | Advising on securities | 2014-12-01 | 2018-03-06 | RO | Dealing in securities | 2014-12-01 | 2018-03-06 |
| 7 | TRANSPAC CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-02-17 | 2023-04-18 | Rep | Advising on securities | 2023-02-17 | 2023-04-18 | RO | Advising on corporate finance | 2023-04-18 | 2023-09-11 | RO | Advising on securities | 2023-04-18 | 2023-09-11 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-02 | Rep | Advising on corporate finance | 2023-11-02 | 2024-05-03 | Rep | Advising on securities | 2023-11-02 | 2024-05-03 | RO | Advising on corporate finance | 2024-05-03 | RO | Advising on securities | 2024-05-03 |
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