Lee, Seung Hyun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2015-01-08 | 2015-01-16 | Rep | Advising on securities | 2015-03-12 | 2015-03-22 | Rep | Advising on securities | 2016-01-14 | 2016-01-22 | Rep | Advising on securities | 2016-09-22 | 2016-09-30 | Rep | Advising on securities | 2017-02-09 | 2017-02-17 | Rep | Advising on securities | 2018-01-04 | 2018-01-13 |
2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-06-01 | 2005-11-12 |
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