Tsang, Wing Yiu 曾榮耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AI Alpha Capital Limited | RO | Advising on securities | 2024-09-10 | RO | Asset management | 2024-09-10 |
| 2 | Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-31 |
| 3 | Expedition Securities Limited | RO | Advising on securities | 2023-12-20 | 2024-08-30 | RO | Asset management | 2023-12-20 | 2024-08-30 | RO | Dealing in securities | 2023-12-20 | 2024-08-30 |
| 4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2006-03-29 | 2006-08-31 | Rep | Asset management | 2006-07-25 | 2006-08-31 |
| 5 | Hafoo Securities Limited | RO | Dealing in securities | 2009-12-09 | 2011-03-25 |
| 6 | JS CRESVALE CAPITAL LIMITED | RO | Dealing in securities | 2015-07-07 | 2020-05-31 |
| 7 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | Advising on securities | 2015-07-07 | 2020-05-31 | RO | Dealing in securities | 2015-07-07 | 2020-05-31 |
| 8 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-11 | 2009-09-09 |
| 9 | ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2008-09-05 | 2009-08-24 | Rep | Dealing in securities | 2009-08-24 | 2009-09-09 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-04-19 |
| 11 | Quam Securities Limited | Rep | Advising on securities | 2005-08-12 | 2006-01-06 |
| 12 | SINO WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2012-03-05 | 2014-08-14 |
| 13 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-06-13 | 2008-08-28 |
| 14 | Tin Chun International Asset Management Limited | RO | Asset management | 2021-05-12 | 2023-12-07 |
| 15 | WILSON SECURITIES LIMITED | RO | Advising on securities | 2010-02-25 | 2011-03-25 | RO | Dealing in securities | 2010-02-25 | 2011-03-25 |
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