Wong, Kwok Wa (SFC:AMF352) 王國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-15 | 2013-11-27 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-09 | 2014-02-05 | Rep | Dealing in securities | 2014-03-10 | 2015-11-13 | Rep | Dealing in securities | 2017-03-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-04-29 |
| 3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2005-08-24 | 2006-04-13 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2014-02-13 | 2014-03-01 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2015-11-17 | 2017-01-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy