Liu, Taisheng 柳太勝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2019-04-25
Rep Dealing in securities 2021-01-13
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2021-01-13
3 China Securities (International) Brokerage Company Limited Rep Advising on securities 2015-04-21 2015-05-27
RO Advising on securities 2015-05-27 2018-12-14
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on securities 2005-10-17 2006-07-24
5 DBS VICKERS (HONG KONG) LIMITED Rep Advising on securities 2006-07-26 2010-08-26

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