Kwok, Sui Lun 郭瑞麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARLYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-01-29 | 2020-10-29 |
| 2 | CARLYON SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-29 | 2020-10-29 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-06 | 2009-06-24 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-04-06 | 2009-06-24 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-07-24 | 2009-10-14 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-10-20 | 2006-03-15 | Rep | Dealing in securities | 2008-03-17 | 2008-05-18 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-20 | 2006-03-15 | Rep | Dealing in futures contracts | 2008-03-17 | 2008-05-18 |
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