Lok, Tsz Hong 駱子康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-09-13 | 2008-05-16 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-04 | 2008-05-16 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2009-04-27 |
| 4 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-06-30 | 2009-04-27 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-30 | 2009-04-27 |
| 6 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2018-06-25 | 2019-11-26 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-26 | 2006-04-25 |
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