Yim, Kevin Ching Wai 嚴政緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-05-13 | 2016-06-26 | Rep | Asset management | 2015-05-13 | 2016-06-26 | Rep | Dealing in securities | 2015-05-13 | 2016-06-26 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2006-02-27 | 2006-06-20 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-01 | 2012-07-18 | Rep | Dealing in securities | 2013-09-12 | 2014-06-14 |
| 4 | Funderstone Securities Limited | Rep | Advising on securities | 2012-08-07 | 2013-01-31 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-16 | 2012-05-24 |
| 6 | Mason Securities Limited | Rep | Advising on securities | 2006-11-13 | 2010-06-26 |
| 7 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2014-10-27 | 2015-04-30 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-11-17 | 2011-05-21 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2016-07-18 |
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