Wong, Raymond Tin Wai 黃田卉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-03-07 | 2006-06-24 | Rep | Dealing in securities | 2006-03-07 | 2006-06-24 |
2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-03-07 | 2006-06-24 | Rep | Dealing in futures contracts | 2006-03-07 | 2006-06-24 |
3 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-07-25 | 2010-07-23 |
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