Chan, Carolina Lai Ping 陳麗萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-23 | 2007-10-31 |
| 2 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2006-03-23 | 2006-05-04 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2006-07-25 | 2007-02-28 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2013-10-18 | 2014-06-06 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-18 | 2014-06-06 |
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