Cheng, Annie Wai Ling 鄭偉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-26 | 2008-01-04 | Rep | Asset management | 2004-11-26 | 2008-04-01 | RO | Advising on securities | 2008-01-04 | RO | Asset management | 2008-04-01 | RO | Advising on corporate finance | 2010-10-12 |
| 2 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-11-26 | 2008-01-04 | Rep | Dealing in futures contracts | 2004-11-26 | 2008-01-04 | RO | Advising on futures contracts | 2008-01-04 | RO | Dealing in futures contracts | 2008-01-04 |
| 3 | UPBEST INVESTMENT COMPANY LIMITED | Rep | Securities margin financing | 2004-11-26 | 2008-01-04 | RO | Securities margin financing | 2008-01-04 |
| 4 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-11-26 | 2008-01-04 | Rep | Advising on securities | 2004-11-26 | 2008-01-04 | Rep | Asset management | 2004-11-26 | 2008-01-04 | Rep | Dealing in securities | 2004-11-26 | 2008-01-04 | RO | Advising on corporate finance | 2008-01-04 | RO | Advising on securities | 2008-01-04 | RO | Asset management | 2008-01-04 | RO | Dealing in securities | 2008-01-04 |
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