Lam, Kenneth Kin Hing (SFC:ABV605) 林建興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Tonghai (IA) Limited | RO | Dealing in securities | 2005-02-02 | 2006-01-31 |
| 2 | Quam Asset Management Limited (b1983-06-28) | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2004-10-15 | RO | Advising on futures contracts | 2005-02-28 | RO | Dealing in securities | 2020-02-25 |
| 3 | Quam Capital Limited (b1994-08-04) | RO | Advising on securities | 2005-02-28 | RO | Asset management | 2005-02-28 | RO | Advising on corporate finance | 2012-07-16 |
| 4 | QUAM FUTURES LIMITED | RO | Advising on futures contracts | 2004-10-15 | RO | Asset management | 2005-02-28 | RO | Dealing in futures contracts | 2008-09-01 |
| 5 | Quam Securities Limited | RO | Advising on securities | RO | Dealing in securities | RO | Advising on corporate finance | 2004-10-15 | RO | Asset management | 2004-10-15 | RO | Dealing in futures contracts | 2004-10-15 | RO | Asset management | 2007-05-14 | RO | Advising on corporate finance | 2012-05-25 |
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