Yin, Richard Yingneng 尹應能

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Asia Pacific Financial Capital Limited RO Advising on corporate finance 2005-05-20 2008-07-11
2 Asia Pacific Securities Limited RO Advising on securities 2005-05-20 2008-07-11
RO Dealing in securities 2005-05-20 2008-07-11
3 GT ASSET MANAGEMENT LIMITED (d2015-03-13) RO Asset management 2006-10-27 2012-12-14
RO Advising on securities 2006-11-21 2012-12-14
4 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED RO Advising on corporate finance 2003-06-06
RO Advising on securities 2003-06-06
RO Asset management 2003-06-06
5 KINGSWAY ATG ASIA LIMITED RO Automated trading services 2003-06-06
RO Dealing in securities 2003-10-06
6 KINGSWAY CAPITAL LIMITED RO Advising on corporate finance 2003-06-06
RO Advising on securities 2003-06-06
RO Asset management 2003-06-06
7 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RO Advising on corporate finance 2003-06-06
RO Advising on securities 2003-06-06
RO Asset management 2003-06-06
RO Automated trading services 2003-06-06
RO Dealing in securities 2003-06-06
8 KINGSWAY SW FUND MANAGEMENT LIMITED RO Advising on corporate finance 2003-06-06
RO Advising on securities 2003-06-06
RO Asset management 2003-06-06
RO Dealing in securities 2003-06-06
9 KINGSWAY UNIT TRUST MANAGERS LIMITED RO Advising on corporate finance 2003-06-06
RO Advising on securities 2003-06-06
RO Asset management 2003-06-06
10 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED RO Advising on securities 2003-06-06
11 QH CAPITAL LIMITED RO Advising on corporate finance 2009-07-22 2014-04-16
RO Advising on securities 2009-07-22 2014-04-16
12 Sunwah Kingsway Leasing and Finance Limited RO Advising on futures contracts 2003-06-06
RO Asset management 2003-06-06
RO Dealing in futures contracts 2003-06-06
13 WANTHORPE ASSET MANAGEMENT LIMITED RO Asset management 2005-03-02 2015-01-15
14 YUE XIU FUTURES COMPANY LIMITED RO Advising on futures contracts 2005-05-20 2008-09-30
RO Dealing in futures contracts 2005-05-20 2008-09-30

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