Yin, Richard Yingneng 尹應能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Asset management | 2006-10-27 | 2012-12-14 | RO | Advising on securities | 2006-11-21 | 2012-12-14 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on corporate finance | 2003-06-06 | RO | Advising on securities | 2003-06-06 | RO | Asset management | 2003-06-06 |
| 3 | KINGSWAY ATG ASIA LIMITED | RO | Automated trading services | 2003-06-06 | RO | Dealing in securities | 2003-10-06 |
| 4 | KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2003-06-06 | RO | Advising on securities | 2003-06-06 | RO | Asset management | 2003-06-06 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on corporate finance | 2003-06-06 | RO | Advising on securities | 2003-06-06 | RO | Asset management | 2003-06-06 | RO | Automated trading services | 2003-06-06 | RO | Dealing in securities | 2003-06-06 |
| 6 | KINGSWAY SW FUND MANAGEMENT LIMITED | RO | Advising on corporate finance | 2003-06-06 | RO | Advising on securities | 2003-06-06 | RO | Asset management | 2003-06-06 | RO | Dealing in securities | 2003-06-06 |
| 7 | KINGSWAY UNIT TRUST MANAGERS LIMITED | RO | Advising on corporate finance | 2003-06-06 | RO | Advising on securities | 2003-06-06 | RO | Asset management | 2003-06-06 |
| 8 | KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED | RO | Advising on securities | 2003-06-06 | |
| 9 | QH CAPITAL LIMITED | RO | Advising on corporate finance | 2009-07-22 | 2014-04-16 | RO | Advising on securities | 2009-07-22 | 2014-04-16 |
| 10 | Sinofortune Financial Capital Limited | RO | Advising on corporate finance | 2005-05-20 | 2008-07-11 |
| 11 | Sinofortune Securities Limited | RO | Advising on securities | 2005-05-20 | 2008-07-11 | RO | Dealing in securities | 2005-05-20 | 2008-07-11 |
| 12 | Sunwah Kingsway Leasing and Finance Limited | RO | Advising on futures contracts | 2003-06-06 | RO | Asset management | 2003-06-06 | RO | Dealing in futures contracts | 2003-06-06 |
| 13 | WANTHORPE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-03-02 | 2015-01-15 |
| 14 | YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2005-05-20 | 2008-09-30 | RO | Dealing in futures contracts | 2005-05-20 | 2008-09-30 |
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