Ng, Yau Kan 吳有根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-21 | 2010-08-14 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-06-05 | 2013-08-15 |
| 3 | Quam Securities Limited | Rep | Dealing in securities | 2013-08-22 | 2013-11-16 |
| 4 | W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2016-08-01 | 2017-11-30 | Rep | Dealing in securities | 2016-08-01 | 2017-11-30 |
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