Lui, Wang Ho 雷宏灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2006-05-30 | 2006-06-29 | Rep | Advising on securities | 2006-05-30 | 2006-06-29 | Rep | Asset management | 2006-05-30 | 2006-06-29 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-13 | 2006-11-01 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-09-13 | 2006-11-01 |
4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2008-06-05 | 2009-02-20 | Rep | Asset management | 2008-06-05 | 2009-02-20 |
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