See, Reason Lee Seng 史理生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | RO | Advising on securities | 2008-11-16 | RO | Asset management | 2008-11-16 |
| 2 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2019-05-02 | 2021-01-11 | RO | Asset management | 2019-05-02 | 2021-01-11 |
| 3 | CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on futures contracts | 2005-02-28 | RO | Advising on securities | 2007-05-01 | RO | Asset management | 2007-05-01 |
| 4 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-12-02 | 2010-06-01 | RO | Advising on securities | 2008-12-02 | 2013-04-01 | RO | Asset management | 2008-12-02 | 2013-04-01 |
| 5 | GRANSING SECURITIES CO., LIMITED | Rep | Advising on securities | 2021-06-04 | 2022-03-04 | Rep | Asset management | 2021-06-04 | 2022-03-04 | Rep | Dealing in securities | 2021-06-04 | 2022-03-04 |
| 6 | HONGKONG NEW PORT FUND MANAGEMENT LIMITED | RO | Advising on securities | 2024-06-18 | RO | Asset management | 2024-06-18 |
| 7 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2008-12-02 | 2013-11-22 | RO | Advising on securities | 2008-12-02 | 2013-11-22 | RO | Asset management | 2008-12-02 | 2013-11-22 |
| 8 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on futures contracts | 2008-12-02 | 2012-12-01 | RO | Advising on securities | 2008-12-02 | 2012-12-01 | RO | Asset management | 2008-12-02 | 2012-12-01 |
| 9 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | Advising on corporate finance | 2007-05-03 | 2007-06-01 | RO | Advising on securities | 2007-05-03 | 2007-06-01 | RO | Dealing in securities | 2007-05-03 | 2007-06-01 |
| 10 | SDHG International Asset Management Limited | RO | Advising on corporate finance | 2008-12-02 | 2019-02-08 | RO | Advising on futures contracts | 2008-12-02 | 2019-02-08 | RO | Advising on securities | 2008-12-02 | 2019-02-08 | RO | Asset management | 2008-12-02 | 2019-02-08 |
| 11 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-05-06 | 2024-06-09 | Rep | Asset management | 2022-05-06 | 2024-06-09 |
| 12 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-05-06 | 2024-06-09 | Rep | Advising on corporate finance | 2022-09-06 | 2024-06-09 | Rep | Dealing in futures contracts | 2022-09-06 | 2024-06-09 |
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