Li, Alan Kin Shing 李建承
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-01-04 | 2008-11-20 | Rep | Dealing in securities | 2008-02-04 | 2008-11-20 |
2 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-09-05 | 2007-10-18 |
3 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2007-01-19 | 2007-09-27 |
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