Tam, Wai Yin (SFC:ANR260) 譚慧妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2009-08-22 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-08-07 | 2009-08-22 |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-07-21 | 2007-06-30 |
| 4 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-07-20 | 2018-01-05 | Rep | Advising on securities | 2015-12-29 | 2018-01-05 | Rep | Asset management | 2015-12-29 | 2018-01-05 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-05 | 2010-03-29 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-05 | 2010-03-29 |
| 7 | QUASAR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-01-23 | 2021-05-26 | Rep | Asset management | 2018-01-23 | 2021-05-26 |
| 8 | QUASAR SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-01-23 | 2021-05-26 |
| 9 | Yuan Tong Global Asset Management Limited | Rep | Asset management | 2021-10-08 | 2022-04-19 |
| 10 | Yuan Tong Global Securities Limited | Rep | Advising on securities | 2021-10-08 | 2022-04-19 | Rep | Dealing in securities | 2021-10-08 | 2022-04-19 |
| 11 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2012-10-05 | 2014-12-30 |
| 12 | Yunfeng Securities Limited | Rep | Dealing in securities | 2013-12-27 | 2014-12-30 |
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