Hart, William (SFC:ANR266)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in securities 2010-07-26 2011-04-08
2 ICAP Equities Asia Limited Rep Dealing in securities 2009-07-22 2010-04-29
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2006-07-20 2008-02-18

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