Tang, Andrew Ping Sum 鄧炳森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2003-07-11 | RO | Advising on corporate finance | 2003-07-18 | RO | Asset management | 2006-07-14 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2003-07-11 | RO | Asset management | 2004-03-08 | RO | Advising on corporate finance | 2006-07-14 | RO | Dealing in securities | 2006-07-14 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-08 | 2006-07-14 |
| 4 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-20 | 2005-06-22 | RO | Leveraged foreign exchange trading | 2005-06-22 | 2006-07-14 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2003-07-11 | RO | Advising on securities | 2003-07-11 | RO | Asset management | 2003-07-11 | RO | Automated trading services | 2004-03-18 | RO | Dealing in securities | 2006-07-14 |
| 6 | Entersys Asset Management Hong Kong Limited | RO | Advising on securities | 2017-11-30 | 2020-03-31 | RO | Asset management | 2017-11-30 | 2020-03-31 |
| 7 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-12-23 | 2017-11-26 |
| 8 | GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | 2016-08-18 | 2017-11-26 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-01 | 2008-10-01 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-01 | 2007-04-16 | RO | Leveraged foreign exchange trading | 2007-04-16 | 2008-10-01 | Rep | Dealing in securities | 2007-06-04 | 2008-10-01 |
| 11 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-03-20 | 2009-06-12 | RO | Asset management | 2009-03-20 | 2009-06-12 |
| 12 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2009-01-05 | 2009-03-20 | RO | Advising on corporate finance | 2009-03-20 | 2009-06-12 | RO | Dealing in securities | 2009-03-20 | 2009-06-12 |
| 13 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-01-05 | 2009-06-12 |
| 14 | WING FUNG FOREX LIMITED | RO | Leveraged foreign exchange trading | 2009-08-20 | 2009-12-22 |
| 15 | WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2009-08-20 | 2009-12-22 |
| 16 | WING FUNG SECURITIES LIMITED | RO | Dealing in securities | 2009-08-20 | 2009-12-22 |
| 17 | YONXI International Finance Holdings Limited | Rep | Asset management | 2020-04-14 | 2020-05-25 | RO | Asset management | 2020-05-25 |
| 18 | YONXI Securities Limited | Rep | Dealing in securities | 2021-12-07 | 2022-03-08 | RO | Advising on securities | 2021-12-07 | 2022-03-08 |
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