Cheng, Chi Fung 鄭智鋒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-11-16 2007-07-15
Rep Dealing in futures contracts 2007-10-15 2010-10-22
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2007-11-23 2010-10-22
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2007-02-06 2007-07-15
Rep Dealing in securities 2007-10-15 2010-10-22
4 HSBC BROKING (CHINA) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
5 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-11-04 2011-01-01
6 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-11-04 2011-01-01
7 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
8 HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
9 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2011-01-31 2011-03-09
Rep Dealing in securities 2011-01-31 2011-03-09
Rep Leveraged foreign exchange trading 2011-01-31 2011-03-09

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